le 7 mars 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice 2011-001 Housekeeping Amendments – Personal Information Form – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 21 janvier 2011 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Commission Approval – Amendments to CNSX Rules 1, 3, 4 and 11 including the repeal of Rules 4-107 Entry of Orders for Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 5 novembre 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-006 – Notice and Request for Comments – Amendments to Policy 2 Qualification for Listing – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 24 septembre 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-005 – Notice and Request for Comments – Amendments to CNSX Rules 1, 3, 4, and 11 including the repeal of Rules 4-107 Entry of Orders or Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 23 juillet 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Commission Approval - Rule 1-101 Definitions and Rule 11-102 Qualification for Alternative Market – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 2 juillet 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-003 – Policy and Rule Amendments – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, new Policy 10 and Rules 1-101, 11-102 and 11-103 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 14 mai 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-01: - Notice and Request for Comments of Proposed Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualifications for Alternative Market – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 23 octobre 2009 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2009-001 – Notice and Request for Comments – Proposed Policy and Rule Changes – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, and Rule 1-101, Rule 11-102 and Rule 11-103 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 24 juin 2008 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Commission Approval – French Versions of CNQ Rules and Policies – Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 21 septembre 2007 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Notice of Commission Approval - Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 21 septembre 2007 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 30 juillet 2020 Market Regulation Document Type IIROC recognition and other orders VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144 of the Act and Subsection 78(1) of the CFA) (Blackline) Marchés, OAR et agences de compensation
le 22 octobre 2020 Approval Mutual Fund Dealers Association of Canada Investor Protection Corporation (MFDA IPC) and the Mutual Fund Dealers Association of Canada – s. 144 Ordonnances et décisions
le 30 juillet 2020 Market Regulation Document Type IIROC recognition and other orders VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144 of the Act and Subsection 78(1) of the CFA) (Clean) Marchés, OAR et agences de compensation
