le 18 février 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 février 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 mars 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 1 avril 2021 Market Regulation Document Type IIROC Memoranda of Understanding Notice of Coming into Effect of Memorandum of Understanding Among the Canadian Securities Administrators Regarding Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 avril 2021 Market Regulation Document Type MFDA Memoranda of Understanding Notice of Coming into Effect of Memorandum of Understanding Regarding the Oversight of the Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 20 mai 2021 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Proposed Amendments and Request for Comments – TSX Inc. Marchés, OAR et agences de compensation
le 20 mai 2021 Market Regulation Document Type Refinitiv Transaction Services Pte. Ltd. Notice of Commission Order – Application for Exemptive Relief – Refinitiv Transaction Services Pte. Ltd Marchés, OAR et agences de compensation
