Notice of Commission Approval - Amendment to IDA By-law 1 - Definition of "Approved Person" Added
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Amendments to Regulations 100.4C and 100.4K -- Offset Positions in Canadian Debt Securities and Related Futures Contracts
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Amendments to IDA Policy 6, Part I (2A) regarding Late Completion Fees for the Qualifying Examination for the Chief Financial Officer (CFO) Position
Marchés, OAR et agences de compensation
Ayr Strategies Inc.
Ordonnances et décisions
Outcome Metric Asset Management Limited Partnership
Ordonnances et décisions
Request for Comments - Amendments to IDA Bylaws 10.1 and 10.4 Regarding Board of Directors, National Advisory Committee and Meetings
Marchés, OAR et agences de compensation
Northwest & Ethical Investments L.P.
Ordonnances et décisions
Morningstar Associates Inc.
Ordonnances et décisions
Request For Comments - Amendments to IDA Policy 6, Part 1 Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers
Marchés, OAR et agences de compensation
George Weston Limited – s. 6.1 of NI 62-104
Ordonnances et décisions
Loblaw Companies Limited – s. 6.1 of NI 62-104
Ordonnances et décisions
Request for Comments - Amendments to IDA Policy 6, Parts I and II Regarding Wealth Management Essentials Course
Marchés, OAR et agences de compensation
Nemaska Lithium Inc.
Ordonnances et décisions
IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1
Marchés, OAR et agences de compensation
Request for Comments - Amendments to IDA Regulation 100.12 and Schedule 2 of Form 1 regarding Margin Requirements for Securities Held in a Registered Trader's Account
Marchés, OAR et agences de compensation
Request for Comments - Amendments to IDA By-law 7.5 and Policy No. 6 Part I (2A) Regarding CFO Qualifying Examination - Late Completion Fee
Marchés, OAR et agences de compensation
IIROC Notice 19-0144 – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0145 – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
