IIROC Notice 19-0146 – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0147 – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Order – Application for Exemptive Relief – Banque Centrale de Compensation Carrying on Business as LCH SA
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Notice of Commission Approval – Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal - Proposed Amendments to Trading System - Canadian Securities Exchange
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IIROC Notice 19-0060 – Proposed Amendment to IIROC By-law No. 1 Regarding Director Term Limits – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice – Issuance of Variation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS External Procedures Related to Liquidity Risk Management – CDS Clearing and Depository Services Inc.
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Notice of Exemption Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Request for Comment – Application to Vary Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 19-0118 – Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Exemption Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Issuance of Variation Order – Variation of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Request for Comment – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Banque Centrale De Compensation Carrying on Business as LCH SA
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LCH SA Application for Exemption from Recognition as a Clearing Agency – LCH SA
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Request for Comment – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0155 – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
