le 27 août 2020 Decision Venator Capital Management Ltd. and Venator Alternative Income Fund Ordonnances et décisions
le 2 septembre 2020 Decision CI Investments Inc. and CI First Asset U.S. Trendleaders Index ETF Ordonnances et décisions
le 9 septembre 2020 Decision Manulife Investment Management Limited and Manulife Floating Rate Income Fund Ordonnances et décisions
le 23 mars 2017 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice and Request for Comment - Proposed Amendments to Listing Manual and Listing Forms - Aequitas NEO Exchange Inc. Marchés, OAR et agences de compensation
le 26 janvier 2017 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice of Approval - Amendments to Trading Policies - Aequitas Neo Exchange Inc. Marchés, OAR et agences de compensation
le 26 janvier 2017 Market Regulation Document Type Neo Exchange Inc. rule review and notices Aequitas' Notice and Response to Comments - Aequitas NEO Exchange Inc. Marchés, OAR et agences de compensation
le 6 octobre 2016 Market Regulation Document Type Neo Exchange Inc. rule review and notices Withdrawal of Proposed Changes to Trading Fees - Aequitas NEO Exchange Inc. Marchés, OAR et agences de compensation