Notice of Commission Order – Interim Exemption Order – Nodal Exchange, LLC
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Notice of Approval - Proposed Change to Provide Canadian Clients Access to the LiquidityEdge Electronic Fixed Income Trading Platform - MarketAxxess Canada Company
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Notice of Proposed Change and Request for Comment - MarketAxess Canada Company
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IIROC Notice 19-0134 – Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendment to IIROC By-law No. 1 Regarding Director Term Limits – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 for use in, and consistency with, the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0180 – Housekeeping amendments to Form 1 for use in, and consistency, with the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules Related to the Removal of the Central Counterparty (CCP) Cap for CDS Participants Who Use the Continuous Net Settlement Service (CNS) – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Correction – Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – July 2018 – CDS Clearing and Depository Services Inc.
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IIROC Notice 18-0052 – Proposed Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Material Amendments to CDS Rules Related to Non-LVTS Settlement Agents – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – May 2018 – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules Related to the Elective System Operating Cap for Extenders of Credit – CDS Clearing and Depository Services Inc.
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IIROC Notice 19-0052 – Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Canadian Securities Exchange Buy-ins – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comments – Material Amendments to CDS Participant Rules Related to Non-LVTS Settlement Agents – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – November 2017 – CDS Clearing and Depository Services Inc.
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