Request for Comments – Material Amendments to CDS Rules – Financial Institutions – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Multi-Classification of Limited Purpose Participants – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Effective Date – Technical Amendments to CDS Procedures – New Depositary Agent Report – Daily Tender-Payment Tracking Report – CDS Clearing and Depository Services Inc.
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Notice of Withdrawal – Material Amendments to CDS Rules – Delegation of Board Authority to Management – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – ACT Service Reporting Changes – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Introduction of Daily Subscription Fee for IIROC Compliance Reporting – Regulation 800.49 – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Amendments to the Buy-In Process – CDS Clearing and Depository Services Inc.
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Request for Comments: Daily Subscription Fee for IIROC Compliance Reporting - Regulation 800.49REMOVE
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Notice of Effective Date – Technical Amendments to CDS Procedures for Housekeeping Changes – July 2013 – CDS Clearing and Depository Services Inc.
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Proposed Criteria for recognition with terms and conditions
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Proposed Memorandum of Understanding regarding oversight of RS Inc.
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Summary of Public Comments – Amendments to s. 24.3 – Suspensions in Certain Circumstances and Related Provision of MFDA By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Consent – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval - Housekeeping Amendments to MFDA Rule 1.1.7 - Business Names, Styles, Etc.
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 4 – Insurance – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to Section 11 of MFDA By-law No. 1 – Member Approval Process – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 1 – New Registrant Training and Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 3 – Financial and Operations Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Policy Statements and MFDA Financial Questionnaire and Report – Form 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Housekeeping Amendments to MFDA Rule 1.1.7 (Business Names, Styles, etc.) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
