Appendix 3 To Rules Notice 16-0122 – Consequential amendments to the Dealer Member Rules, UMIR, and Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Amendment to IDA Policy No. 2 - Minimum Standards for Retail Account Supervision
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Notice of Request for Comments - Amendments to IDA Regulation 100.12 regarding Optional Use of Value at Risk (VaR) Modelling to Determine Capital Requirements for Member Firm Security Positions
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Notice of Commission Approval - IDA Amendments to IDA Regulation 100.9 and 100.10 - CDCC Issued Currency Options
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Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge
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Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge
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Notice of Commission Approval - Amendments to IDA Regulation 200.1 - Minimum Records
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Notice of Commission Approval - Amendments to IDA Regulation 100.2A and By-law 1 - Margin Requirements for Bonds with Embedded Options
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Proposed IDA Policy No. 4 - Minimum Standards for Institutional Account Opening, Operation and Supervision
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Notice of Commission Approval - IDA Proposed Amendments to Regulation 100.10 - A Proposal to Permit the Optional Use of TIMS or SPAN for Regulatory Purposes
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Commission Approval of Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching - IDA Summary of Comments and Responses
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Notice of Commission Approval - Amendments to By-Law 2 - Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments
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Amendments to IDA By-law 2 Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments
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Notice of Commission Approval - Amendments to IDA By-law 3 - Entrance, Annual and Other Fees
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Notice of Commission Approval - Amendment to IDA Policy 6, Part III - Continuing Education Program
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Notice of Commission Approval - Proposed Amendments to IDA Regulation 1300 Regarding Managed Accounts
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Notice of Commission Approval - Amendment to IDA Regulation 100 - Capital and Margin Requirements for Capital Trust Securities
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Notice of Commission Order – Application for Variation of LCH’s Restated Interim Order – LCH.Clearnet Limited
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Notice of Commission Order – Application for Variation and Restatement of LCH's Interim Order – LCH.Clearnet Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation and Restatement of LCH’s Interim Order – LCH.Clearnet Limited
Marchés, OAR et agences de compensation
