RS Market Integrity Notice - Amendment Approval
Marchés, OAR et agences de compensation
Request for Comments - Provisions Respecting Client Priority
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Request for Comments - Definition of "Applicable Market Display"
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Notice of Amendment Approval - Provisions Respecting Impeding or Obstructing a Market Regulator
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Notice of Amendment Approval - Provisions Respecting Impeding or Obstructing a Market Regulator
Marchés, OAR et agences de compensation
Notice of Amendment Approval - Provisions Respecting Trading During Certain Securities Transactions
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Notice of Commission Approval - Amendments Respecting Trading During Certain Securities Transactions
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Notice of Commission Approval - Provisions Respecting Practice and Procedure
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Notice of Amendment Approval - Provisions Respecting Practice and Procedure
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to Universal Market Integrity Rule - Amendment to Rule 1.1 and 3.1(2)
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Notice of Amendment Approval - Provisions Respecting Short Sales
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Notice of Commission Approval - Amendment to the Universal Market Integrity Rules - Amendment to Rule 9.1(1) - Order Entry during a Regulatory Halt
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Notice of Amendment Approval - Order Entry during a Regulatory Halt
Marchés, OAR et agences de compensation
Request for Comments - Provisions Respecting "Off-Marketplace" Trades
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Notice of Amendment Approval - Provisions Respecting a "Basis Order"
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Notice of Amendment Approval - Provisions Respecting a "Basis Order"
Marchés, OAR et agences de compensation
Notice of Commission Approval - Provisions Respecting Manipulative and Deceptive Activities
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Notice of Amendment Approval - Provisions Respecting Manipulative and Deceptive Activities
Marchés, OAR et agences de compensation
IIROC Notice 14-0077 – Rules Notice – Request for Comments – Proposed Amendments to the Definition of Basis Order – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
