IDA Amendments to Form No. 2, Regulation 1300.2 and Policy Nos. 2, 4, and 9
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Notice of Commission Approval – Amendment to Universal Market Integrity Rule 1.1 – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Proposed amendments to Dealer Member Rules 8.7 and corollary amendments to Dealer Member Rule 8.3A relating to the Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0085 – Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0053 – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice and Request for Comments: Application for Recognition of Market Regulation Services Inc.
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Application for Recognition of RS Inc.
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Proposed Universal Integrity Rules
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Extenders of Credit and Settlement Agents Category Credit Rings – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – Extenders of Credit and Settlement Agents Category Credit Rings – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Mitigation of Procyclical Effects on Calculations of Equity Haircuts and the CNS Participant Fund Collateral Requirements – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – Introduction of a CNS Participant Default Fund – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Introduction of a CNS Participant Default Fund – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to CDS’ Outsourcing Arrangement – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Updates to CDS Sponsorship Service – Access to FINRA OTC Reporting Facility – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Changes to the Collateral Haircuts for Debt Instruments – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Changes to Eligible Collateral for Collateral Pools and Participant Funds – CDS Clearing and Depository Services Inc.
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Notice – Proposed Amendments to UMIR Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0129 – Request for Comments – Proposed Amendments Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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