IDA Regulation 200.1(h) - Confirmation for Externally Managed Account Transactions - Withdrawal of Proposed Rule Amendment
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Notice of Commission Approval - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee
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Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
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Meetings and Investment Dealers Association - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings
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IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
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IDA Amendments to By-law 20 - Elimination of the IDA Appeal Panel and Changes to Continuing Jurisdiction Provisions
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IDA - Proposed Amendments to the Definitions of Acceptable Clearing Corporations and Acceptable Securities Locations in Form 1
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IDA - Membership Application Proces - Amendments to By-law Nos. 2 and 20
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Notice of Commission Approval - IDA Amendments to Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions
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IDA - Amendment to Policy 6, Part III
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Notice of Request for Comments – Proposed Material Amendments to Schedule 12 of Form 1 – Margin on Futures Concentrations and Deposits and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 16-0141 – Material amendments to the Notes and Instructions to Schedule 12 of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments Requiring Disclosure of Membership in IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 16-0133 – Amendments Requiring Disclosure of Membership in IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Notice and Request for Comment – Proposed Universal Market Integrity Rules Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IDA By-law Nos. 2 and 20 – Membership Application Process – Withdrawal of Proposed Rule Amendments
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Notice of Commission Approval – Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Recognition Order of the IDA as an SRO pursuant to section 21.1 of the Securities Act (Ontario)
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IIROC Notice 16-0122 – Implementation of the consolidated IIROC Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Order - Application for Exemptive Relief - Natural Gas Exchange Inc.
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