le 25 juin 2021 Market Regulation Document Type IIROC oversight review Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juillet 2021 Market Regulation Document Type Bloomberg Trading Facility Limited orders and notices Applications for Exemptive Relief – Notice of Commission Orders - Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. Marchés, OAR et agences de compensation
le 30 juin 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 avril 2021 Consent Bullet Exploration Inc. – s. 4(b) of Ont. Reg. 289/00 under the OBCA Ordonnances et décisions
le 22 juillet 2021 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 22 juillet 2021 Market Regulation Document Type MFDA rule review MFDA Summary of Public Comments Respecting MFDA Policy No. 9 Continuing Education (“CE”) Requirements Marchés, OAR et agences de compensation
le 22 juillet 2021 Market Regulation Document Type MFDA rule review Blacklined Copy - Proposed New MFDA Rules 1.2 (Definitions) and 1.2.6 (Continuing Education) Marchés, OAR et agences de compensation
le 22 juillet 2021 Market Regulation Document Type MATCH Now orders and notices Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP Marchés, OAR et agences de compensation
le 22 juin 2021 Order Springbok Ventures Inc. (formerly, Stikine Energy Corp.) – s. 144 Ordonnances et décisions
