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le 13 décembre 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0231 – Proposed Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 décembre 2018 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to Sample Auditor’s Reports in Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 décembre 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0230 – Housekeeping amendments to Form 1 to adopt new auditor reporting standards for the audits of regulatory financial statements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 septembre 2018 Market Regulation Document Type IIROC rule review Notice of Withdrawal – Proposed Amendments to Dealer Member Rules to Permit Partial Swap Strategies – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 septembre 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0177 – Withdrawal of proposed amendments to Dealer Member Rules to permit partial swap offset strategies – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
