le 31 décembre 2021 Director's Decision Tudor, Pickering, Holt & Co. Securities - Canada, ULC Ordonnances et décisions
le 15 mars 2022 Decision Director's Decision Aequitas Innovations Inc. and Neo Exchange Inc. Ordonnances et décisions
le 14 avril 2022 Market Regulation Document Type IIROC rule review Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions Marchés, OAR et agences de compensation
le 14 avril 2022 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 mars 2022 Decision Mackenzie Financial Corporation and Counsel Portfolio Services Inc. Ordonnances et décisions
