le 23 décembre 2021 Decision Desjardins Global Asset Management Inc. and Desjardins ALT Long/Short Equity Market Neutral ETF Ordonnances et décisions
le 14 juin 2022 Decision IA Clarington Investments Inc. and Investia Financial Services Inc Ordonnances et décisions
le 8 septembre 2022 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice – Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange (TSX Inc.) Marchés, OAR et agences de compensation
le 22 septembre 2022 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Withdrawal – Proposed Amendments to the Risk Manual of the CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 12 septembre 2022 Order SEI Investments Canada Company and Long Duration Credit Bond Fund Ordonnances et décisions
le 28 mars 2022 Decision Pembroke Private Wealth Management Ltd. and Pembroke Canadian All Cap Fund Ordonnances et décisions
le 13 septembre 2022 Order Durham Asset Management Inc. and Dami Corporate Bond Fund Ordonnances et décisions
