Notice and Request for Comment - Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Order: In the Matter of Instinet Canada Cross Limited
Marchés, OAR et agences de compensation
Order: In the Matter of Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Vanguard Investments Canada Inc.
Ordonnances et décisions
Royal Gold, Inc.
Ordonnances et décisions
Australis Capital Inc.
Ordonnances et décisions
Cronos Group Inc.
Ordonnances et décisions
LCH Limited
Ordonnances et décisions
Blockfilm Inc.
Ordonnances et décisions
Haltain Developments Corp.
Ordonnances et décisions
GURU Organic Energy Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
Ordonnances et décisions
Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc.
Marchés, OAR et agences de compensation
The Canadian Dollar Offered Rate and Refinitiv Benchmark Services (UK) Limited
Ordonnances et décisions
Franklin Templeton Investments Corp. et al
Ordonnances et décisions
Advantex Marketing International Inc.
Ordonnances et décisions
Merrill Lynch Canada Inc. – ss. 38(1), 78(1) of the CFA
Ordonnances et décisions
