le 8 décembre 2022 Market Regulation Document Type Instinet Canada Cross (ICX) orders and notices Notice of Proposed Change and Request for Comment – Change to Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX) Marchés, OAR et agences de compensation
le 5 décembre 2022 Decision Horizons ETFS Management (Canada) Inc. and the Funds Listed in Schedule A Ordonnances et décisions
le 15 décembre 2022 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 15 décembre 2022 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 3 novembre 2022 Decision BMO Nesbitt Burns Inc. and BMO Nesbitt Burns Securities Ltd. Ordonnances et décisions
le 15 décembre 2022 Market Regulation Document Type IIROC rule review Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime Marchés, OAR et agences de compensation
le 15 février 2023 Decision Fidelity Investments Canada ULC and Fidelity Global Equity Class Portfolio Ordonnances et décisions
le 15 février 2023 Decision Hamilton Capital Partners Inc. and Hamilton Enhanced Canadian Bank ETF Ordonnances et décisions
