le 15 avril 2021 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Approval – Amendments to Trading System Functionality & Features – Canadian Securities Exchange Marchés, OAR et agences de compensation
le 1 avril 2021 Decision HSBC Global Asset Management (Canada) Limited et al. Ordonnances et décisions
le 19 janvier 2021 Decision Power Financial Corporation and Power Corporation of Canada Ordonnances et décisions
le 26 octobre 2020 Order Mackenzie Financial Corporation and Mackenzie Global Long/Short Equity Alpha Fund Ordonnances et décisions
le 7 avril 2021 Consent Cluny Capital Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA Ordonnances et décisions
le 22 avril 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to Remove the Risk Component of IIROC’s Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules and IIROC Rules Regarding Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements Marchés, OAR et agences de compensation
le 21 octobre 2021 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 octobre 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
