le 26 février 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 26 février 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0053 – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 février 2015 Market Regulation Document Type IIROC rule review Proposed Amendments Respecting Dark Order Price Improvement Obligations When Trading Against an Odd-Lot Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 février 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0045 – Dark Order Price Improvement Obligations When Trading Against an Odd-Lot Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 janvier 2015 Market Regulation Document Type IIROC rule review Notice of Re-Publication of Proposed Dark Rules Anti-Avoidance Provision – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 janvier 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0023 – Re-Publication of Proposed Dark Rules Anti-Avoidance Provision – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 janvier 2015 Market Regulation Document Type IIROC rule review IIROC Notice – Amendments to IIROC Rules to Harmonize with Client Relationship Model Phase 2 Provisions Effective July 15, 2015 and July 15, 2016 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 janvier 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0013 – Client Relationship Model – Phase 2 Performance Reporting and Fee / Charge Disclosure amendments to Dealer Member Rule 200 and to Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0157 – Proposed amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review Proposed Amendment to Universal Market Integrity Rules Respecting the Definition of “Short-Marking Exempt Order” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0155 – Proposed Updated Guidance on “Short Sale” and “Short-Marking Exempt” Order Designations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0156 – Proposed Amendment to the Short-marking Exempt Order Definition – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 juin 2015 Market Regulation Document Type IIROC rule review Notice – Proposed Amendments to UMIR Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 juin 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0129 – Request for Comments – Proposed Amendments Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 11 juin 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Commission Approval – Client Relationship Model – Phase 2 – Housekeeping Changes to Dealer Member Rule 200 and Changes to Effective Dates for Amendments to Dealer Member Rule 200 and to Dealer Member Form 1 Relating to the Implementation of CRM2 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 11 juin 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0128 – Client Relationship Model – Phase 2 - Housekeeping changes to Dealer Member Rule 200 and changes to effective dates for amendments to Dealer Member Rule 200 and to Dealer Member Form 1 relating to the implementation of CRM2 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 avril 2015 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to Universal Market Integrity Rule 1.1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 avril 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Proposed amendments to Dealer Member Rules 8.7 and corollary amendments to Dealer Member Rule 8.3A relating to the Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 10 décembre 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0277 – Proposed Provisions Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 26 novembre 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Withdrawal – Amendments to Dealer Member Rule 100.2(a)(ii) – Margin requirements for debt security obligations of supranational entities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
