IIROC Notice 15-0262 – Withdrawal of proposed amendments to Dealer Member Rule 100.2(a)(ii) relating to the margin requirements for debt security obligations of supranational entities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments Relating to the Cross-Guarantee Requirement – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0261 – Withdrawal of proposed amendments to Dealer Member Rule section 6.6 and corollary amendments to section 1.1 and subsection 16.2(iv) relating to the cross-guarantee requirement – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Revised Proposed Amendments Relating to the Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0248 – Re-Publication of Proposed Amendments of Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Research Report Quiet Periods – Immediate Implementation of Amendments to Rule 3400, Requirement 14 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0217 – Request for Comments – Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0216 – Amendments to Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendment to Dealer Member Rule 100.10(f)(vi) Box Spread – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendments to Dealer Member Rules 8.7 and Corollary Amendments to Dealer Member Rule 8.3A Relating to the Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0196 – Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Margin Requirements for Certain Cash and Security Borrowing and Lending Arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-005 – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Universal Market Integrity Rule 6.6 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comments – Proposed Amendments to Rule 100.10(k) – Optional Use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC)
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Market Regulation Services Inc. - Notice of Commission Approval of RS Proposal - Allocation of Costs - First Group
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RS Notice - Commission Approval of RS Proposal - Allocation of Costs - First Group
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RS Market Integrity Notice - Request for Comments - Provisions Respecting the Assignment of Identifiers and Symbols
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RS Market Integrity Notice - Guidance - Designation of Additional Exchange-Traded Funds
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RS Market Integrity Notice - Request for Comments - Provisions Respecting Short Sales and Failed Trades
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