Notice of Request for Comments – Proposed Amendments to Rule 100.10(k) – Optional Use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes
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Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes
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Notice of Commission Approval - Amendments to IDA By-law No. 7 Regarding Partners, Directors and Officers
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Notice of Commission Approval - Amendment to IDA By-law 1 - Definition of "Approved Person" Added
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IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings - Withdrawal of Proposed Rule Amendment
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Notice of Commission Approval - IDA Amendments to Regulations 100.15 and 300.2 Regarding Customer Account Guarantee Agreements
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IIROC Notice 16-0028 – Amendment to the Short-marking Exempt Order Definition – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Provisions Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0277 – Proposed Provisions Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Withdrawal – Amendments to Dealer Member Rule 100.2(a)(ii) – Margin requirements for debt security obligations of supranational entities – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0262 – Withdrawal of proposed amendments to Dealer Member Rule 100.2(a)(ii) relating to the margin requirements for debt security obligations of supranational entities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments Relating to the Cross-Guarantee Requirement – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0261 – Withdrawal of proposed amendments to Dealer Member Rule section 6.6 and corollary amendments to section 1.1 and subsection 16.2(iv) relating to the cross-guarantee requirement – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Revised Proposed Amendments Relating to the Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0248 – Re-Publication of Proposed Amendments of Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Corrections to RS Notice and Request for Comments - Proposed Allocation of Costs - First Group
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RS Notice - Request for Comments - Proposed Allocation of Costs - First Group
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RS Market Integrity Notice - Notice of Withdrawal - Provisions to Accommodate the Introduction of Multiple Marketplaces
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RS Market Integrity Notice - Notice of Withdrawal - Definition of "Applicable Market Display"
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