Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 45, Issue 48
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 45, Issue 48 (Supp-3)
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Request for Comments – Amendments to TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Initial Operation Report – Coinsquare Capital Markets Ltd.
Marchés, OAR et agences de compensation
Volume 45, Issue 41
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Proposed Change and Request for Comment – Change to Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Volume 45, Issue 49
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
Marchés, OAR et agences de compensation
Volume 47, Issue 12
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Rapport d’inspection de l’Organisme canadien de réglementation des investissements
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice – Consolidation of ATS Protocol Orders
Marchés, OAR et agences de compensation
Notice of Cessation of ATS Business – Equilend Canada Corp.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition as Exchange - 360 Trading Networks UK Limited
Marchés, OAR et agences de compensation
Volume 47, Issue 10
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval
Marchés, OAR et agences de compensation
