Notice of Approval – Amendments to Trading System Functionality & Features – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Volume 44, Issue 15
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Bulletin de la CVMO
Notice of Commission Approval – Amendment to Remove the Risk Component of IIROC’s Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 44, Issue 16
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval – Amendments to Dealer Member Rules and IIROC Rules Regarding Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
OSC Bulletin Volume 44, Issue 42
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Bulletin de la CVMO
Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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Volume 44, Issue 41
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Bulletin de la CVMO
Notice of Commission Order – Application for Exemptive Relief – GLMX Technologies, LLC
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Rule Changes to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 44, Issue 43
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Bulletin de la CVMO
Notice of Approval – Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC with Respect to the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Volume 44, Issue 22
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Bulletin de la CVMO
Volume 44, Issue 32
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Bulletin de la CVMO
