Notice of Commission Approval – Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 45, Issue 37
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 45, Issue 32
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Approval of Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Staff Notice and Request for Comment – Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Draft Variation Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Staff Notice and Request for Comment – Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Draft Order - Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Approval of Application regarding the IIROC Restricted Fund – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 45, Issue 40
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 45, Issue 46
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 45, Issue 47
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 45, Issue 48
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 45, Issue 48 (Supp-3)
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
