Notice - Material Amendments to CDS Rules Related to Tiered Participation Information Sharing - CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Volume 44, Issue 20
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Memorandum of Understanding between CIPF and the CSA – Canadian Investor Protection Fund (CIPF)
Marchés, OAR et agences de compensation
Notice of Approval – TSX and TSX Venture Wealth Client Fee Cap Program – TSX Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Amendments to Broker Preferencing Functionality – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Commission Orders– Application for Exemptive Relief – Trumid Financial LLC
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Volume 44, Issue 11
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Proposed Changes and Request for Comments – Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Notice of Withdrawal – Proposed Amendments Respecting the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0059 – Withdrawal of the Proposed Amendments to adopt the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Risk Procedures Related to Post-Trade Modernization Project – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Volume 44, Issue 14
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
CDS Risk Procedures
Marchés, OAR et agences de compensation
Notice of Commission Approval - Memorandum of Understanding with the AMF regarding Co-ordination and Information Sharing relating to TMX Group Inc., TSX Inc. and Bourse de Montréal Inc.
Marchés, OAR et agences de compensation
Notice of Ministerial Approval - Memorandum of Understanding with the AMF and the OSC - TMX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. (CDS)
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Request for Comment – Proposed Amendment to IIROC By-law No. 1 Section 1.1 (Definition of "Marketplace") – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
