Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Exemption Order – The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Volume 46, Issue 43
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - SpectrAxe, LLC
Marchés, OAR et agences de compensation
Volume 46, Issue 44
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Approval – Introduction of New Functionality for PureStream on CXD – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition as Exchange - 360 Trading Networks UK Limited
Marchés, OAR et agences de compensation
Volume 47, Issue 10
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 47, Issue 11
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
Marchés, OAR et agences de compensation
Volume 45, Issue 50
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval
Marchés, OAR et agences de compensation
Volume 46, Issue 16
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 46, Issue 17
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
