Response to Comments on Client Relationship Model Rules and Amendments to IIROC Dealer Member Rules 200 and 1300 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – IIROC Over-the-Counter Fair Pricing Rule and Confirmation Disclosure – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Corporate Resolution – Re: Proposed Amendments to MFDA Rule 2.4.2 (Referral Arrangements) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Volume 47, Issue 39
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 47, Issue 38 (Supp-2)
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice and Request for Feedback – Real-Time Market Data Fees – TSX, Alpha, and TSXV
Marchés, OAR et agences de compensation
Notice of Approval – Price Improvement of Certain Dark Orders – Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Price Improvement of Certain Dark Orders – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Trading Policies Amendments – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Volume 48, Issue 5
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice and Request for Feedback - Proposed Call Center Enterprise Discount Program - TSX, Alpha, and TSXV
Marchés, OAR et agences de compensation
Volume 48, Issue 6
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 48, Issue 3
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
IIROC Notice 14-0047 – Rules Notice – Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 48, Issue 4
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval – Integrated Fee Model – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Technical/Housekeeping Rule Submission – Proposed Amendments to the CDCC Rules and Risk Manual Related to the Introduction of Options on Canadian Depositary Receipts – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Volume 48, Issue 7
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Material & Technical Rule Submissions – Proposed Material and Technical Amendments to CDS External Procedures Related to CDS Post Trade Modernization (PTM) – CDS Clearing and Depository Services (CDS)
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Euroclear Bank SA/NV
Marchés, OAR et agences de compensation
