OSC Staff Notice of Request for Comment – Omnibus Amendments to Rule A and D-6 of CDCC’s Rules as well as to the Operations Manual, Risk Manual and Default Manual, Introducing the Limited Clearing Members Category and Establishing Additional Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Amendments Related to Establishing the Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Amendments to Sections A-1A04 and A-401 of the rules of CDCC in order to establish and document CDCC's consultation power – Canadian Derivatives Clearing Corporation (CDCC)
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Notice – Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Amendments to sections A-102, A-220 and A-701 of the rules of the CDCC in order to establish a higher standard of legal certainty with respect to bankruptcy remoteness – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Material Amendments to CDS Procedures – Issue and Entitlement Procedures – Other Securities – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Housekeeping Amendments to MFDA By-Law No. 1, Section 23, Regarding Co-operation with Other Authorities – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Material Amendments to CDS Procedures Relating to Issue and Entitlement Procedures – Money Market Securities – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Issue and Entitlement Procedures – Money Market Securities – CDS Clearing and Depository Services Inc.
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IIROC Notice 20-0202 – Proposed Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 20-0239 – Client Focused Reforms – Housekeeping Rule Changes – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 20-0203 – Proposed Amendments – IIROC Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC)
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Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendments to the Rules of CDCC to Modify the Nominal Value of the Two-Year Government of Canada Bond Futures – Canadian Derivatives Clearing Corporation (CDCC)
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Request for Comments – Amendment to the Risk Manual of the CDCC to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC)
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Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Memorandum of Understanding between CIPF and the CSA – Canadian Investor Protection Fund (CIPF)
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Notice of Approval – TSX and TSX Venture Wealth Client Fee Cap Program – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Approval – Amendments to Broker Preferencing Functionality – TSX Inc.
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Notice of Commission Orders– Application for Exemptive Relief – Trumid Financial LLC
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