OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Volume 44, Issue 12
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of MFDA Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Volume 44, Issue 11
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 44, Issue 10
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021)
Marchés, OAR et agences de compensation
Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Volume 44, Issue 06
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Deemed Approval – Housekeeping Amendments to the CIPF Claims Procedures – Canadian Investor Protection Fund (CIPF)
Marchés, OAR et agences de compensation
Notice of Revocation Order - OneChicago, LLC
Marchés, OAR et agences de compensation
Notice of Approval of Proposed Change - Amendments to Odd Lot Trading - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice & Request for Comments - Notice 2014-005: Changes To Odd Lot Matching - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Approval – Market-on-Close Modernization – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comments – Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
Volume 44, Issue 07
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
OSC Staff Notice of Request for Comment – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees and to Eliminate Report File Transmission Fees – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
