Maple Hearing Transcript: 9:30 a.m. - 12:00 p.m.
Marchés, OAR et agences de compensation
Maple Hearing Transcript: 1:00 p.m. - 3:15 p.m.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Treasury Systems AG MTF
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - 360 Treasury Systems AG MTF
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - 360 Treasury Systems AG MTF
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - 360 Trading Networks Inc.
Marchés, OAR et agences de compensation
Draft Exemption Order - 360 Trading Networks Inc.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - BGC Derivatives Markets, L.P.
Marchés, OAR et agences de compensation
Notice of Revocation Order – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
Exemption Application – Eurex Clearing AG
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA By-law No. 1, Regarding the Enforcement Process – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Participant Application to Use Functionality for Roles re Securities – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Effective Date – Technical Amendments to CDS Procedures – Euroclear UK Direct Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – MFDA Amendments to MFDA Rule 1.1.7 Regarding Business Names, Styles, Etc. – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendment to MFDA By-law No. 1, Section 18.2.2, Regarding Regional Councils – Ex Officio Members – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Termination of Euroclear UK Direct Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules and Procedures – Soft Cap for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA By-law No. 1, Sections 1, 11.6.1, 13.8, 20.5, 20.7, 24.3.3 and 37 – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
