OSC Notice - Variation of Exchange Recognition Orders - Canadian Securities Exchange
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Notice and Request for Comment – Application for Exemption from Recognition as Exchange – RTX Fintech & Research LLC
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Notice of Approval - Amendments to CSE Form 2A Listing Statement – Canadian Securities Exchange
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Memorandum of Understanding Regarding Oversight of the Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
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Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval
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Notice of Approval – Amendments to CSE Trading Rule 4 – Odd Lots – Canadian Securities Exchange
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Notice of Commission Approval – Proposed Amendments to the Risk Manual of the CDCC With Respect to the Base Initial Margin Model for Fixed Income Products – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Amendments to the Investment Dealer and Partially Consolidated Rules and Form 1 Regarding the Floating Index Margin Rate Methodology – New Self-Regulatory Organization of Canada (New SRO)
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Notice of Withdrawal – Proposal to Introduce Allocation Priority for Price Setting Orders – TSX Inc.
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of the CDCC Regarding the Base Initial Margin Model Used to Calibrate Margin Relief for Exchange Traded Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – Aegis SEF LLC
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Notice and Request for Comments – Amendments to Trading Rules – Odd Lots - Canadian Securities Exchange
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Notice of Housekeeping Rule Amendments – Trading Rule 4 – Odd Lots – Canadian Securities Exchange
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Notice of Approval and Summary of Comments – Amendments to CSE Listing Policies – Canadian Securities Exchange
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Notice of Commission Approval – Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Proposed Amendments to the Rules of the CDCC to Modify the Final Settlement Price of the One-Month CORRA Futures (COA) – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Approval – Proposed Introduction of Two Classes of Conditional Order Types and Matching Functionality to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
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Notice of Proposed Change and Request for Comment – Proposed Fee Model for TSX and TSXV Listed Securities Trading on the CSE – Canadian Securities Exchange
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Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC
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