Notice of Commission Approval - Repeal of CNQ Rule 10 - Sales Practice - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
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Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
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Request for Comment – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice 2011-001 Housekeeping Amendments – Personal Information Form – CNSX Markets Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to CNSX Rules 1, 3, 4 and 11 including the repeal of Rules 4-107 Entry of Orders for Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc.
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CNSX Notice 2010-006 – Notice and Request for Comments – Amendments to Policy 2 Qualification for Listing – CNSX Markets Inc.
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CNSX Notice 2010-005 – Notice and Request for Comments – Amendments to CNSX Rules 1, 3, 4, and 11 including the repeal of Rules 4-107 Entry of Orders or Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc.
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Notice of Commission Approval - Rule 1-101 Definitions and Rule 11-102 Qualification for Alternative Market – CNSX Markets Inc.
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CNSX Notice 2010-003 – Policy and Rule Amendments – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, new Policy 10 and Rules 1-101, 11-102 and 11-103 – CNSX Markets Inc.
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CNSX Notice 2010-01: - Notice and Request for Comments of Proposed Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualifications for Alternative Market – CNSX Markets Inc.
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CNSX Notice 2009-001 – Notice and Request for Comments – Proposed Policy and Rule Changes – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, and Rule 1-101, Rule 11-102 and Rule 11-103 – CNSX Markets Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – French Versions of CNQ Rules and Policies – Canadian Trading and Quotation System Inc. (CNQ)
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Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Notice of Commission Approval - Canadian Trading and Quotation System Inc. (CNQ)
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Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Lynx High-Value Payment System Fees – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual and Risk Manual of the Canadian Derivatives Clearing Corporation to Move to T+1 Settlement – Canadian Derivatives Clearing Corporation (CDCC)
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OSC Notice – Variation of Exchange Recognition Orders – TMX Group Inc. and TSX Inc.
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Notice of Variation Orders – TMX Group Limited, TSX Inc., Alpha Exchange Inc., Neo Exchange Inc., CNSX Markets Inc., and Nasdaq CXC Limited
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OSC Notice – Variation of Exchange Recognition Orders – Nasdaq CXC Limited and Ensoleillement Inc.
Marchés, OAR et agences de compensation
