Notice of Commission Approval – Amendments to UMIR Respecting Net Asset Value Orders and Intentional Crosses – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice and Request for Comments – Proposed Amendments to CSE Listing Policies – Major Acquisitions – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice and Request For Comment – Application for Variation of Recognition as Exchange to Reflect Proposed Restructuring – CNSX Markets Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to Fundserv Fees – Distributor Fees - Fundserv Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Entitlements Messaging MT564/REPE and MT564/RMDR – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Removal of Certain Fees and Amended Fee Descriptions – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Rule Submission – Proposed Amendments to Fundserv Fees – Distributor Fees – Fundserv Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Minimum Interaction Size and Minimum Quantity Features – TSX Inc. and Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Orders – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC, and KOR Reporting Inc.
Marchés, OAR et agences de compensation
Notice of Commission Orders – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC, and KOR Reporting Inc.
Marchés, OAR et agences de compensation
Notice of Commission Orders – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC, and KOR Reporting Inc.
Marchés, OAR et agences de compensation
Notice of Commission Orders – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC, and KOR Reporting Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material and Technical Amendments to CDS External Procedures Related to CDS Post Trade Modernization – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Participant Rules Related to CDS Post Trade Modernization – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to CDS Fee Schedule – Entitlements Messaging MT564/REPE and MT564/RMDR – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to CDS Fee Schedule – Removal of Certain Fees and Amended Fee Descriptions – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Proposed Amendments to Fundserv Fees – Member Pricing – Notice of Commission Approval - Fundserv Inc.
Marchés, OAR et agences de compensation
Amendments to Toronto Stock Exchange Company Manual – Request for Comments – Toronto Stock Exchange
Marchés, OAR et agences de compensation
Notice of Commission Order – Variation of Exemption Orders for Exempt Foreign Exchanges to Add an Expiry Clause
Marchés, OAR et agences de compensation
