le 30 mars 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0069 – Non-material amendments to Schedule 12 of Form 1 and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 mars 2017 Market Regulation Document Type IIROC rule review Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 19 janvier 2007 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - IDA Proposed Housekeeping Amendments to Regulations 100.2(d) and 100.13 Marchés, OAR et agences de compensation
le 20 avril 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0088 – Proposed Amendments to Dealer Member Rule 200.2(L)(X)(B) on Trade-Confirmation Suppression – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 6 avril 2017 Market Regulation Document Type IIROC rule review Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 décembre 2020 La Commission des valeurs mobilières de l’Ontario approuve le règlement conclu avec Bloomberg Trading Facility Limited et Bloomberg Trading Facility B.V. Communiqués de presse
le 6 avril 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0079 – Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 mars 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rule 1200 and to Form 1 Relating to the Client Free Credit Cash Usage Limit and Client Free Credit Segregation Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 mars 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0068 – Amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 mars 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Non-Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 10 novembre 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0262 – Amendments Respecting Audit Requirement to Send Second Positive Confirmation Requests – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 19 janvier 2007 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - Housekeeping Amendments to IDA Regulations 100.2(d) and 100.13 Marchés, OAR et agences de compensation
le 18 février 2011 Market Regulation Document Type ICE NGX Canada Inc. orders and notices Notice of Approval - Application to Vary and Restate the Exemption Order of Natural Gas Exchange Inc. Marchés, OAR et agences de compensation
le 10 décembre 2010 Market Regulation Document Type ICE NGX Canada Inc. orders and notices OSC Notice and Request for Comment - Application to Amend Exemption Order - Natural Gas Exchange Inc. Marchés, OAR et agences de compensation
le 18 août 2004 OSC Chair Supports Priority Recommendations at Standing Committee of the Legislature Communiqués de presse
le 10 novembre 2016 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Audit Requirement to Send Second Positive Confirmation Requests – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 juin 2016 Market Regulation Document Type IIROC rule review Appendix 1 – Consolidated Rules and UMIR, Dealer Member Rule, Rule of Practice and Procedure, Transition Rule and General By-law Equivalents – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 juin 2016 Market Regulation Document Type IIROC rule review Appendix 2 – Consolidated Rules and UMIR, Dealer Member Rule, Rule of Practice and Procedure, Transition Rule and General By-law Equivalents – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 17 avril 2014 Market Regulation Document Type Investment Dealers Association recognition orders Notice of Commission Approval: Surrender of Investment Dealers Association of Canada (IDA) and Market Regulation Services (RS) Recognition Orders Marchés, OAR et agences de compensation
le 30 mai 2008 Market Regulation Document Type Investment Dealers Association recognition orders Amended and Restated Recognition Order of IDA Marchés, OAR et agences de compensation
