Proposed Amendments to National Instrument 24-102 Clearing Agency Requirements and Proposed Changes to Companion Policy 24-102 Clearing Agency Requirements
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CSA Notice Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102 Clearing Agency Requirements
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CSA Notice: 24-301 - Responses to Comments Received on Discussion Paper 24-401
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CSA Notice: 24-302- Entitlement Payments to CDS
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Notice and Proposed National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Documents d'Instruments, règles et politiques
Notice of Final Rules: Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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OSC Staff Notice 21-704 - 2010 Market Regulation Branch Annual Report
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OSC Staff Notice: 21-705 - Process for Marketplace Filings and Proposed Rules of Exchanges
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OSC Staff Notice: 21-706 - Marketplaces’ Initial Operations and Material System Changes
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OSC Staff Notice 21-706 - Marketplaces’ Initial Operations and Material System Changes
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OSC Staff Notice: 21-707 - Swap Execution Facilities - Exemption from Requirement to be Recognized as an Exchange
Documents d'Instruments, règles et politiques
The Canadian Fixed Income Market Report 2014
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OSC Staff Notice 21-708 - OSC Staff Report on the Canadian Fixed Income Market and Next Steps to Enhance Regulation and Transparency of Fixed Income Markets
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OSC Staff Notice 21-709 - Marketplace Operation and Forms 21-101F1 and 21-101F2
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OSC Staff Notice 21-710 TSX Insider Trading Report
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OSC Staff Notice 21-711 Multilateral Trading Facilities - Exemption from Requirement to be Recognized as an Exchange
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CSA Notice and Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
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Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules, Companion Policy
Documents d'Instruments, règles et politiques