OSC Notice of Amendments to OSC Rule 33-506 (Commodity Futures Act) and Companion Policy Registration Information
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CFA Registration Information Amendments - Dec 16, 2021 - Appendix A
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CFA Registration Information Amendments - Dec 16, 2021 - Appendix B
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Unofficial Consolidation: National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
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Unofficial Consolidation: Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
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CSA and CCIR Joint Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoi
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Amendments to NI 33-109 and Related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines
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Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the Companion Policy to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
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OSC Notice of Amendments to OSC Rule 33-506 and Companion Policy Registration Information
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CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements
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Notice of Coming into Force of Amendments to National Instrument 33-109 Registration Information, National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, and Ontario Securities Commission Rule 33-506 (Commodity
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Notice of Commission Approval of OSC Rule 33-508 Extension to Ontario Instrument 33-507 Exemption from Underwriting Conflict Disclosure Requirements
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Unofficial Consolidation: Form 33-109F6 Firm Registration
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Unofficial Consolidation: Form 33-506F7 Reinstatement of Registered Individuals and Permitted Individuals (Sections 2.3 and 2.4(2))
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Unofficial Consolidation: Form 33-109F7 Reinstatement of Registered Individuals and Permitted Individuals
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Authorized Affiliate Certificate pursuant to subsection 3.1(2.1)) of National Instrument 33-109 Registration Information
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Notice of Ministerial Approval of OSC Rule 33-508 Extension to Ontario Instrument 33-507 Exemption From Underwriting Conflict Disclosure Requirements
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OSC Rule 33-508 Extension to Ontario Instrument 33-507 Exemption From Underwriting Conflict Disclosure Requirements
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Notice of Coming into Force – OSC Rule 32-506 (Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers – Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act
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Guide to Amendments to National Instrument 33-109: Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
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