CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-725 - Recent Amendments to Part XXI Insider Trading and Self-Dealing of the Securities Act (Ontario) - Transition Issues
Documents d'Instruments, règles et politiques
Summary Report for Investment Fund and Structured Product Issuers - 2014
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-727 - Report on Staff’s Continuous Disclosure Review of Mutual Fund Practices Relating to Portfolio Liquidity
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-728 - Use of “Index” in Investment Fund Names and Objectives
Documents d'Instruments, règles et politiques
Summary Report for Investment Fund and Structured Product Issuers - 2015
Documents d'Instruments, règles et politiques
Amendment to National Instrument 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
Documents d'Instruments, règles et politiques
Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 41-101)
Documents d'Instruments, règles et politiques
Request for Comments on Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Documents d'Instruments, règles et politiques
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 81-106CP - Investment Fund Continuous Disclosure
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-107 - Independent Review Committee for Investment Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-735 Cash Collateral Use for Delayed Basket Securities in ETF Subscriptions
Documents d'Instruments, règles et politiques
CSA Notice of Publication – Amendments to National Instrument 81-102 Investment Funds and Changes to Companion Policy 81-102CP to National Instrument 81-102 Investment Funds to Accommodate a Range of Settlement Cycles for Mutual Funds
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 81-102 Investment Funds to Accommodate a Range of Settlement Cycles for Mutual Funds
Documents d'Instruments, règles et politiques
Amendments to National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
Changes to Companion Policy 81-102CP to National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
Unofficial consolidation: Companion Policy 81-102CP - Investment Funds
Documents d'Instruments, règles et politiques
