le 19 décembre 2014 Decision FundEx Investments Inc. and Investment Financial Group Inc. Ordonnances et décisions
le 9 juillet 2015 Decision Jonathan Bolduc and Certain Other Persons or Companies Registered under the Act – s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Ordonnances et décisions
le 9 juillet 2015 Decision Laurence Ginsberg and Dealing Representatives of Exempt Market Dealers and Scholarship Plan Dealers – s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms Ordonnances et décisions
le 2 mars 2015 Order Smart Investments Ltd. and the Smart Fund Family – s. 6.1 of OSC Rule 13-502 Fees Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
