le 22 février 2013 Document Paul Allison (Raymond James Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Mark McKenna (Walton Capital Management Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Peter Lewis & James Deeks (RESP Dealers Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Michelle Alexander & Adrian Walrath (Investment Industry Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is P Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provide Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Joanne De Laurentis (The Investment Funds Institute of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Eric Adelson (Invesco Canada Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
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le 16 octobre 2000 Document James P. Magee (Shorcan Brokers Limited): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 13 octobre 2000 Document W. T. Wright (Investors Group): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 10 octobre 2000 Document Joie P. Watts (Instinet Canada Limited): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 10 octobre 2000 Document Gregory L. Davies (ITG Canada Corp.): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 21 août 2000 Document Peter Beck (Swift Trade): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2006 Document James P. Magee (IDBA): Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 16 février 2009 Document Geoff Clarke, Brandon Tigchelaar and Patrick Dolan (Fasken Martineau DuMoulin LLP): Consultation Paper: Concept Proposal - 11-405 - Securities Regulatory Proposals Stemming from the 2007-2008 Credit Market Turmoil and its Effect on the ABCP Market in Cana Documents ouverts dans un nouvel onglet Comment letters
le 10 octobre 2000 Document Lara Edwards (Groia & Company on behalf of Canadian Security Traders Association, Inc.): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2000 Document Richard Van Nest (RBC Dominion Securities): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 18 mars 2002 Document D'Arcy Chadwick (RBC Financial Group): Notice: NI - 31-102 - National Registration Database Documents ouverts dans un nouvel onglet Comment letters
le 18 mars 2002 Document Linda Raffaghello (McCarthy Tetrault): Notice: NI - 31-102 - National Registration Database Documents ouverts dans un nouvel onglet Comment letters
le 18 mars 2002 Document Richard E. Austin (Scotia Securities Inc.): Notice: NI - 31-102 - National Registration Database Documents ouverts dans un nouvel onglet Comment letters
