le 14 septembre 2012 Document Richard McIntyre (DWM Securities Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Michel Falk (National Bank Securities Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Jeff Bartja (Scotia Securities Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and On Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document David C. Pauli (CI Financial Corp.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document François Bruneau (Groupe Cloutier Investissements Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Mark Tiffin (Capital International Asset Management (Canada), Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Mark S. Kent (Portfolio Strategies Corporation): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exempt Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Eric Adelson (Invesco Canada Ltd.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongo Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Ian Pember (Alternative Investment Management Association): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requireme Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document David Agnew, Wayne Bossert, John S. Montalbano, Rosalyn Kent & Vijay Parmar (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management, Phillips Hager & North Investment Funds Ltd. and RBC PH&N Investmen Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Katie Walmsley & Scott Mahaffy (Portfolio Maangement Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Regis Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Greg Pollock & Harley Lockhart (Advocis): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions an Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Sheila Murray (CI Financial Corp.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongo Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Prema K.R. Thiele, Rebecca Cowdery & Marsha Gerhart (Borden Ladner Gervais LLP): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP R Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Geoffrey Ritchie (Exempt Market Dealers Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requi Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Sandra L. Kegie (Association of Canadian Compliance Professionals): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration R Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Craig Skauge & Cora Pettipas (National Exempt Market Association): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Re Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit & Kathleen G. Ward (Stikeman Elliott LLP): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document Peter Lewis & James Deeks (RESP Dealers Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requi Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2013 Document M. Catherine Tuckwell (Scotia Asset Management L.P.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, E Documents ouverts dans un nouvel onglet Comment letters
