le 5 octobre 2016 Document Rozanne Reszel (Canadian Investor Protection Fund): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exempt Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Ralf Hensel (The Investment Funds Institute of Canada): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Ex Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Naomi Solomon (Investment Industry Association of Canada): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Eric Adelson (Invesco Canada Ltd.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Documents ouverts dans un nouvel onglet Comment letters
le 6 octobre 2016 Document Nick Cardinale, Kelley Hoffer, Martha Rafuse, Kevin Bresler and Larry Neilsen (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment Counsel Inc.: CSA Not Documents ouverts dans un nouvel onglet Comment letters
le 11 octobre 2016 Document Rebecca Cowdery, Prema Thiele and Jason Brooks (Borden Ladner Gervais LLP): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registrat Documents ouverts dans un nouvel onglet Comment letters
le 11 octobre 2016 Document Junaid Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ralph A. Hipsher, Kenneth G. Ottenbreit, Darin R. Renton, Ramandeep Grewal, Nicholas Badeen, Viviana Beltrametti Walker and Charlie Lamb (Stikeman Elliott LLP): CSA Notice and Request for Comment Documents ouverts dans un nouvel onglet Comment letters
le 12 septembre 2016 Document David Long (Healthcare of Ontario Pension Plan Trust Fund): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 26 septembre 2016 Document Michael Thom (The Canadian Advocacy Council): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions a Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document Veronica Armstrong (Veronica Armstrong Law Corporation): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, E Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document John S. Clark (Pacific Spirit Investment Management Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document Sandra L. Kegie (Federation of Mutual Fund Dealers): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemp Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Lisa G. Davis (Peartree Securities Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and O Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document FAIR Canada: CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Reg Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Kimberly Poster (AUM Law): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registra Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Jeffrey R. Carney (IGM Financial Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Matt Churchill (Sheffar Potter Muchan Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Michael Hodgson (Highstreet Asset Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Borden Ladner Gervais LLP: Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
