CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the Companion Policy to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
Documents d'Instruments, règles et politiques
Proposed Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and Proposed Changes to their Companion Policies - Annex E – Proposed amendments to OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Proposed Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and Proposed Changes to their Companion Policies - Annex G – Proposed changes to Companion Policy OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Proposed Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and Proposed Changes to their Companion Policies - Annex I – Local Matters (Regulatory Impact Assessment)
Documents d'Instruments, règles et politiques
Proposed Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and Proposed Changes to their Companion Policies - Annex F – Blackline of OSC Rule 13-503 (Commodity Futures Act) Fees showing the proposed amendments
Documents d'Instruments, règles et politiques
Proposed Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and Proposed Changes to their Companion Policies - Annex H – Blackline of Companion Policy OSC Rule 13-503 (Commodity Futures Act) Fees showing the proposed changes
Documents d'Instruments, règles et politiques
Proposed Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and Proposed Changes to their Companion Policies
Documents d'Instruments, règles et politiques
CSA Notice of Publication – Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-102 - Investment Funds
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-102 - Investment Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-303 – 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
Documents d'Instruments, règles et politiques
Ontario Securities Commission Staff Notice 11-795 – Notice of Withdrawal of Ontario Securities Commission Staff Notices
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of OSC Rule 81-507 Extension to Ontario Instrument 81-506 Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds
Documents d'Instruments, règles et politiques
OSC Rule 81-507 Extension to Ontario Instrument 81-506 Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 25-304 - Application for Recognition of New Self-Regulatory Organization
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 25-305 - Application for Approval of the New Investor Protection Fund
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Policy 11-601 The Securities Advisory Committee to the OSC
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Policy 15-601 Whistleblower Program
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 11-501 Electronic Delivery of Documents
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 14-501 Definitions
Documents d'Instruments, règles et politiques
