le 1 février 2013 Document Financial Planning Standards Council: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 1 février 2013 Document CARP: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 21 janvier 2013 Document C. W. King: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2013 Document Investor Advisory Panel: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 23 février 2013 Document Barbra Curvin: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Howard J. Atkinson (Canadian Exchange-Traded Fund Association): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Barbara Mason & Michael Durland (The Bank of Nova Scotia): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clie Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Paul Allison (Raymond James Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Mark McKenna (Walton Capital Management Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Peter Lewis & James Deeks (RESP Dealers Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Michelle Alexander & Adrian Walrath (Investment Industry Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is P Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provide Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Joanne De Laurentis (The Investment Funds Institute of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Eric Adelson (Invesco Canada Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 19 juillet 2007 Document Ian C. W. Russell (Investment Industry Association of Canada): Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 16 octobre 2000 Document James P. Magee (Shorcan Brokers Limited): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 13 octobre 2000 Document W. T. Wright (Investors Group): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 10 octobre 2000 Document Joie P. Watts (Instinet Canada Limited): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 10 octobre 2000 Document Gregory L. Davies (ITG Canada Corp.): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
le 21 août 2000 Document Peter Beck (Swift Trade): Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Documents ouverts dans un nouvel onglet Comment letters
