Notice of Approval - System Functionality - Second Trading Book- CSE2 - Canadian Securities Exchange
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Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
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Memorandum of Understanding among the Recognizing Regulators regarding oversight of the New SRO
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Recognition of New Self-Regulatory Organization of Canada
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Memorandum of Understanding among the Regulators regarding oversight of the Canadian Investor Protection Fund (CIPF)
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Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments – Amendments to TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Completion of Staff Review of Initial Operation Report – Coinsquare Capital Markets Ltd.
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Notice of Proposed Change and Request for Comment – Change to Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
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Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
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Rapport d’inspection de l’Organisme canadien de réglementation des investissements
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Notice of Commission Approval - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures - Canadian Derivatives Clearing Corporation (CDCC)
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Notice – Consolidation of ATS Protocol Orders
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Notice of Cessation of ATS Business – Equilend Canada Corp.
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