le 22 mai 2007 Document Geoff Heathcote: Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 21 mai 2007 Document Sandra Lee Heslip: Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 19 mai 2007 Document Klaus Faisst: Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 19 mai 2007 Document Wallace Halladay: Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 14 juin 2007 Document Vic DeLaet (Focused Money Solutions Inc.): Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 juin 2007 Document Ben and Theresa Veldhoen: Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 juin 2007 Document Heiko Hansen: Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 1 juin 2023 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Risk Manual of the CDCC Regarding the Base Initial Margin Model Used to Calibrate Margin Relief for Exchange Traded Derivatives – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 1 juin 2023 Market Regulation Document Type Neo Exchange Inc. recognition orders OSC Notice - Variation of Exchange Recognition Orders - Aequitas Innovations Inc. and Neo Exchange Inc. (Cboe Canada) Marchés, OAR et agences de compensation
le 1 juin 2023 Market Regulation Document Type Canadian Securities Exchange (CSE) recognition orders OSC Notice - Variation of Exchange Recognition Orders - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 1 juin 2023 Market Regulation Document Type RTX Fintech & Research LLC Notice and Request for Comment – Application for Exemption from Recognition as Exchange – RTX Fintech & Research LLC Marchés, OAR et agences de compensation
le 16 novembre 2023 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Material Rule Submission – Proposed Amendments to the Default Manual of the CDCC Regarding the Implementation of an Auction Tool Used to Organize a Default Auction During a Default Management Period – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 23 novembre 2023 Market Regulation Document Type Foreign ATS orders and notices Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – EquiLend, LLC Marchés, OAR et agences de compensation
le 30 novembre 2023 Market Regulation Document Type MATCH Now orders and notices Notice of Cessation of ATS Business – TriAct Canada Marketplace LP (operating as MATCHNow) Marchés, OAR et agences de compensation
le 7 décembre 2023 Market Regulation Document Type Neo Exchange Inc. recognition orders Notice of Commission Approval and Variation of Recognition Order – Application by Aequitas Innovations, Inc. and Neo Exchange, Inc. for Variation of Recognition Order to Reflect a Proposed Amalgamation – Cboe Canada Inc. and Cboe Global Markets, Inc. Marchés, OAR et agences de compensation
le 7 décembre 2023 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice of Approval – Trading Policies Amendments – Neo Exchange Inc. Marchés, OAR et agences de compensation
le 19 octobre 2023 Market Regulation Document Type KOR Reporting Inc. orders and notices Application for Designation as a Trade Repository – KOR Reporting Inc. Marchés, OAR et agences de compensation
le 19 octobre 2023 Market Regulation Document Type KOR Reporting Inc. orders and notices OSC Notice and Request for Comment – Application for Designation as a Trade Repository – KOR Reporting Inc. Marchés, OAR et agences de compensation
le 20 octobre 2023 Market Regulation Document Type CIRO rule review and notices Request for Comment – Rule Consolidation Project – Phase 1 – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 26 octobre 2023 Market Regulation Document Type CIRO rule review and notices Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
