le 8 avril 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. (CDS) Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type IIROC rule review IIROC Notice - 21-0124 - Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101 Marchés, OAR et agences de compensation
le 2 juillet 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to IIROC By-Law No. 1 regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juillet 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0116 – Notice of Recognizing Regulator Approval of Amendment to IIROC By-Law No. 1 Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type Bloomberg SEF LLC orders and notices Notice of Completion of Staff Review of Initial Operation Report – Bloomberg Tradebook Canada Company Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type Bloomberg SEF LLC orders and notices Description of Initial Operations – Bloomberg Tradebook Canada Company Marchés, OAR et agences de compensation
le 9 mai 2024 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 30 mai 2024 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Material Rule Submission – Proposed Amendments to the Default Manual of the CDCC Regarding the Corporation’s Default Risk Capital Amount Available During a Default Management Process – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 1 avril 2020 Document David M. Fieldstone: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds Documents ouverts dans un nouvel onglet Comment letters
le 20 mars 2020 Document Tom Dusmet: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & Related Documents ouverts dans un nouvel onglet Comment letters
le 17 mars 2020 Document Sophia Fortier: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & Rel Documents ouverts dans un nouvel onglet Comment letters
le 16 mars 2020 Document Issac Glick: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & Relate Documents ouverts dans un nouvel onglet Comment letters
le 4 mars 2020 Document Arthur Ross: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & Relate Documents ouverts dans un nouvel onglet Comment letters
le 3 mars 2020 Document Ruth Elliott: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & Relat Documents ouverts dans un nouvel onglet Comment letters
le 2 mars 2020 Document Peter Whitehouse: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & R Documents ouverts dans un nouvel onglet Comment letters
le 24 février 2020 Document Kenmar Associates: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & Documents ouverts dans un nouvel onglet Comment letters
le 28 avril 2020 Document Yegal Rosen: OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Funds & Relate Documents ouverts dans un nouvel onglet Comment letters
le 25 avril 2020 Document Marissa Lennox (CARP): OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option for Mutual Fund Documents ouverts dans un nouvel onglet Comment letters
le 24 avril 2020 Document Neil Gross (Investor Advisory Panel): OSC Notice & Request for Comment-Proposed OSC Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds & Proposed CP 81-502 to OSC Rule 81-502 Restrictions on the Use of the DSC Option Documents ouverts dans un nouvel onglet Comment letters
