Rechercher | OSC

Recherche

Résultats 10001 - 10020 de 11346

Trier par

Andrew Fitzpatrick (Canada Life Assurance Company) Letter of May 5, 2021; RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting

Comment letters

The Canadian Advocacy Council of CFA Societies Canada Letter of May 5, 2021; Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadline

Comment letters

Karen Woodman (Sun Life Financial Investment Services (Canada) Inc.) Letter of May 5, 2021; RE: Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updat

Comment letters

FrontFundr Financial Services Inc.: Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption

Comment letters

Marylyn Needham (Three Point Capital Corp.): Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption

Comment letters

Wayne Byrd (Skyline Group of Companies): Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering

Comment letters

Brian Koscak, David Gilkes, Nadine Milne and Peter Dunne (Private Capital Markets Association of Canada): Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting &

Comment letters

Comment from Argus Media Limited Letter of July 23, 2021; RE: CSA Notice of Multilateral Instrument 25-102 - Designated Benchmarks and Benchmark Administrators and Companion Policy

Comment letters

Comment from Fastmarkets Letter of July 26, 2021; RE: CSA Notice of Multilateral Instrument 25-102 - Designated Benchmarks and Benchmark Administrators and Companion Policy -

Comment letters

Greg Abbott (ICE NGX Canada Inc.) of July 26, 2021; RE: CSA Notice of Multilateral Instrument 25-102 - Designated Benchmarks and Benchmark Administrators and Companion Policy -

Comment letters

Alexander S. Holtan and Kimberly R. Thomasson (The Canadian Commercial Energy Working Group, Eversheds Sutherland (US) LLP)

Comment letters

Elzbieta Rabalska (S&P Global Platts) Letter of July 28, 2021; RE: CSA Notice of Multilateral Instrument 25-102 - Designated Benchmarks and Benchmark Administrators and Companion Policy -

Comment letters

Ernest Ilson: CSA Position Paper 25-404 - New Self-Regulatory Organization Framework

Comment letters

Ken Kivenko (Kenmar Associates) re: CSA Position Paper 25-404 - New Self-Regulatory Organization Framework -

Comment letters

Nova Scotia Securities Commission (NSSC)

Comment letters

Dr. Rajeeva Sinha (Odette School of Business, University of Windsor): CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts

Comment letters

Stephanie Bird (Just Energy Group Inc.): CSA Staff Notice: 91-303 - Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives

Comment letters

James Kemp (Global Foreign Exchange Division of the Global Financial Markets Association): CSA Staff Notice: 91-303 - Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives

Comment letters

Canadian Market Infrastructure Committee: CSA Staff Notice: 91-303 - Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives

Comment letters

Comité de l'infrastructure du marché canadien: CSA Staff Notice: 91-303 - Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives

Comment letters