le 4 mars 2014 Document Erez Blumberger (AUM Law Professional Corporation): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 4 mars 2014 Document Susan Copland (Investment Industry Association of Canada): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 4 mars 2014 Document Dino Macri: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 12 février 2014 Document Letters received from individuals at Privest Wealth Management: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 11 février 2014 Document Weston Fader (Atlas Wealth Financial): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 10 février 2014 Document Mark Samborski: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 7 février 2014 Document Kent Wiebe: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at Sloane Capital Corp.: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at Raintree Financial Solutions: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at WealthTerra Capital Management Inc.: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at Pinnacle Wealth Brokers: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Tyler Stanford (Solid Financial Options Ltd.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 29 février 2000 Document Warren Law (Canadian Bankers Association): Proposed Rule: 33-503 - Change of Registration Information, Rescission of Notice and Revocation of Regulations under the Securities Act Documents ouverts dans un nouvel onglet Comment letters
le 21 décembre 1999 Document Michelle Alexander (IDAC): Proposed Rule: 33-503 - Change of Registration Information, Rescission of Notice and Revocation of Regulations under the Securities Act Documents ouverts dans un nouvel onglet Comment letters
le 8 avril 2008 Document Susan M. Olson (Investment Company Institute): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 8 avril 2008 Document Monique S. Botkin (Investment Adviser Association): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 8 avril 2008 Document Barbara Palk (TD Asset Management): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 26 mars 2008 Document Graham Laybourn (Baillie Gifford & Co): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 20 mars 2008 Document Blair Carey (The Canadian Advocacy Council): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 18 mars 2008 Document Wayne B. McAlpine (Commission Direct Inc.): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters