Proposed Amendments to MFDA Rule 2.6 Borrowing for Securities Purchases – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval - Housekeeping Amendments to MFDA Rule 1.1.7 - Business Names, Styles, Etc.
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 4 – Insurance – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to Section 11 of MFDA By-law No. 1 – Member Approval Process – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 1 – New Registrant Training and Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 3 – Financial and Operations Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – IIROC Amendments to Rule 100.4E – Offsets Between Strip Coupon Positions and/or Residual Debt Positions – Investment Industry Regulatory Organization of Canada (IIROC)
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Housekeeping Amendments to MFDA Policy No. 1 – New Registrant Training and Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Rules – Real Time CNS Settlement – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – Real Time CNS Settlement and CNS Settlement Hold – CDS Clearing and Depository Services Inc.
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Notice and Request for Comment – Material Amendments to CDS Procedures – CDCC Interface – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Tax Changes on CDS Forms – CDS Clearing and Depository Services Inc.
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Request for Comments – CDS Clearing and Depository Services Inc. – Material Amendments to CDS Procedures – Amendments to Buy-In Messaging – CDS Clearing and Depository Services Inc.
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Notice and Request for Comments – Material Amendments to CDS Procedures – Locked-In Trade Reconciliation Service and the NSCC Trade File Pass-Through Service – CDS Clearing and Depository Services Inc.
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Notice and Request for Comments – Material Amendments to CDS Procedures – Modification of Non-Financial Details on Blind Repo Trades – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Decommissioning of NSCC’s OTC Comparison Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Housekeeping Amendments to the Notes and Instructions to Schedule 5 of IIROC’s Form 1 of the Dealer Member Rules Relating to Approved Inter-Dealer Bond Brokers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Rule 100.4E – Offsets Between Strip Coupon Positions and / or Residual Debt Positions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the ATON Mutual Fund Transfer Request Process – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the CNS Mandatory Allotment and Conversion Process – CDS Clearing and Depository Services Inc.
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