le 2 juillet 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to IIROC By-Law No. 1 regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juillet 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0116 – Notice of Recognizing Regulator Approval of Amendment to IIROC By-Law No. 1 Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type Bloomberg SEF LLC orders and notices Notice of Completion of Staff Review of Initial Operation Report – Bloomberg Tradebook Canada Company Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type Bloomberg SEF LLC orders and notices Description of Initial Operations – Bloomberg Tradebook Canada Company Marchés, OAR et agences de compensation
le 9 mai 2024 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 30 mai 2024 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Material Rule Submission – Proposed Amendments to the Default Manual of the CDCC Regarding the Corporation’s Default Risk Capital Amount Available During a Default Management Process – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 6 juin 2024 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Material Rule Submission – Proposed Amendments to the Rules of the CDCC Regarding Voluntary Withdrawal and the Limited Liability of Clearing Members – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 27 juin 2024 Market Regulation Document Type Omega ATS / Lynx ATS orders and notices Notice of Approval – Lynx ATS – Periodic Matching – Tradelogiq Markets Inc. Marchés, OAR et agences de compensation
le 27 juin 2024 Market Regulation Document Type CIRO rule review and notices Notice of Commission Approval – Canadian Investment Regulatory Organization (CIRO) – Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 6 juin 2024 Market Regulation Document Type LMAX Pte. Ltd. orders and notices Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – LMAX Pte. Ltd. Marchés, OAR et agences de compensation
Demandes de dispense des fonds d’investissement approuvées par la Commission des valeurs mobilières de l’Ontario Open data
Prospectus des fonds d’investissement reçus par la Commission des valeurs mobilières de l’Ontario Open data
