Notice and Request for Comment - Application for Exemption from Recognition and Registration as an Exchange - CME Group Exchanges
Marchés, OAR et agences de compensation
Notice of Commission Order – IIROC IP – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Proposed Change to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Changes – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
IIROC Notice 20-0129 – Trade confirmation suppression housekeeping amendments to align with CSA jurisdictions’ relief from reporting under National Instrument 24-101 Institutional Trade Matching and Settlements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval: Proposed Changes – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Update Notice – Revised Implementation Date of the IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 20-0079 – Revised Implementation Date of the IIROC Dealer Member Plain Language Rule Book and Update on the Client Focused Reforms – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Proposed Change – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Commission Approval of Proposed Changes – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Change – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
IIROC Notice 20-0179 – Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 regarding agency tri-party arrangements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Completion of Review - Initial Operations Report – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Initial Operations Report and Request for Feedback – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Changes to Broker Blocks Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
