Request for Comment – Republication of Proposed Amendments Respecting the Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Application for an Exemption from the Marketplace Rules – Notice and Request for Comment – Dealerweb Inc.
Marchés, OAR et agences de compensation
Application for Exemptive Relief – Notice of Commission Order – Carta Capital Markets, LLC
Marchés, OAR et agences de compensation
OSC in the Community (Webinar): Headwaters
Évènements
OSC in the Community (Webinar): Ottawa
Évènements
OSC in the Community (Webinar): London
Évènements
Fraud Prevention Month Telephone Town Hall
Évènements
OSC in the Community (Webinar): Mississauga (Dixie Rotary Club)
Évènements
Notice of Commission Approval – Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval of Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Staff Notice and Request for Comment – Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Draft Variation Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Staff Notice and Request for Comment – Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Draft Order - Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Approval of Application regarding the IIROC Restricted Fund – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
